WM Affluent Associate
$50,446–$67,193 year
On-site · Pleasanton, California, United States or San Ramon, California, United States
Pleasanton, California, United States or San Ramon, California, United StatesOn-siteFull Time$50,446–$67,193 yearMid LevelBachelors DegreeLarge
Type
Full Time
Level
Mid Level
Education
Bachelors Degree
Company size
Large
Job Summary
Support Financial Advisors with sales, processing, operations, administration and customer service; manage appointments, prepare investment proposals, maintain client files, answer calls, and assist in business development and marketing campaigns/seminars; requires understanding of brokerage operations and regulatory standards and ability to manage multiple assignments in a fast-paced environment.
Required Qualifications
- High school diploma or equivalent (Bachelor's degree preferred)
- Two to four years of investment industry experience preferred
- FINRA SIE, Series 6 or 7, 63 registrations and life, variable life, health and disability insurance licenses preferred
- Experience with brokerage industry policies and regulatory standards
- Strong communication and organizational skills
- Proficient with Microsoft Office applications
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