Wealth Management Operations Manager (Bilingual in Chinese) – H1B Sponsorship Available
$78,000–$100,000 year
On-site · Diamond Bar, California, United States
Job Summary
Lead regulatory compliance, reporting, and operational support for Wealth Management, directing annual filings, AUM calculations, client communications, and audit readiness while ensuring SEC/FINRA/state adherence. Oversee preparation of compliance materials, training, vendor due diligence, portfolio/trade oversight, client agreements (IMA/IPS), and invoicing/fee structures. Requires strong organizational skills, knowledge of regulatory requirements, and ability to coordinate cross-functional teams; H-1B sponsorship available. Bachelor's degree and 3+ years of relevant experience are required.
Required Qualifications
- Bachelor's degree in Finance, Business Administration, or related field
- 3+ years of experience in compliance, operations, or financial services
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