VP - Compliance TDS (US) Data Infrastructure and Reporting
$150,000–$170,000 year
On-site · New York City, New York, United States
Job Summary
VP - Compliance TDS Data Infrastructure & Reporting leads the design and implementation of the TD Securities US Core Compliance data infrastructure to support RCM programs, enabling holistic reporting and visualizations of data linkages across programs. Responsibilities include project management over data infrastructure builds, developing dashboards/platforms, evaluating vendor solutions or internal builds, and partnering with program leads (Monitoring & Testing, Risk Assessment, Regulatory Change, Regulatory Relations, Rules & Controls Inventory, Reporting & Metrics) to operationalize data for diverse audiences, while leveraging tools such as Power Apps, Tableau, SQL, and related BI/data engineering capabilities. Requires BA/BS, 6+ years in a related regulatory/compliance data role, strong analytical judgment, and ability to manage multiple work streams in a fast-paced environment.
Required Qualifications
- BA/BS degree
- 6+ years of experience with a registered US broker dealer or regulator
- Strong analytical skills
- Experience with data infrastructure and reporting
- Proficiency with Microsoft Power applications (Power Apps, Automate, Flow)
- Office Suite (Excel, Access, PowerPoint, Word, Visio)
- Data visualization tools (Tableau, Qlikview)
- SQL/Alteryx/Dataiku or similar big data tools
- Ability to manage multiple work streams and partner with senior stakeholders
Apply with one swipe on Sorce. We auto-fill applications and apply on your behalf — no cover letters, no 40-minute forms.
Hiring someone like this?
Get your role in front of qualified candidates on Sorce.