VP Compliance - Conflicts Manager, Global Control Room (NY) - TD Securities (US)
$150,000–$185,000 year
On-site · New York City, New York, United States
Job Summary
The VP Compliance - Conflicts Manager will identify, assess, and resolve conflicts of interest across TD Securities, particularly within Corporate and Investment Banking and Capital Markets. The role requires an experienced Conflicts Officer with 5-7 years of specialized experience and a bachelor's degree. Main responsibilities include designing and improving conflict management frameworks, leading cross-functional change projects, and advising stakeholders on complex conflicts. Candidates should have strong project management skills and previous experience with regulatory frameworks and conflict management systems.
Required Qualifications
- 5-7 years of direct experience in conflicts management within a global financial institution
- Experience in a Control room or Compliance function
- Demonstrated success in building and implementing conflict management processes
Desired Qualifications
- Advanced degree or professional certification (e.g., JD, MBA, CAMS, CRCM)
- Deep understanding of investment banking products
- Strong analytical, problem-solving skills
- Excellent communication skills
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