Vice President, Cash Equities Settlement Senior Manager
On-site · Taipei, Taiwan, Taiwan
Job Summary
Senior VP-level role overseeing equity settlement operations and post-settlement processes. Responsible for end-to-end management of securities and derivatives settlement, overseeing SBL and futures settlement operations, and ensuring compliance with KYC/AML and regulatory requirements. Leads and develops a high-performing operations team across equity, SBL, account opening, and futures functions; drives process improvements, technology enhancements, control environment, and risk management. Interfaces with front office desks and external counterparties to optimize service quality, reporting, and operational metrics; oversees audit responses, business continuity, and disaster recovery planning; mentors junior staff and escalates issues to senior management. Requires strong communication, leadership, and analytical skills; role emphasizes policy development, performance oversight, and cross-functional collaboration to deliver efficient, compliant settlement operations.
Required Qualifications
- Bachelor’s Degree/University degree or equivalent experience
- 6-10 years of relevant experience
- Series 9 license
- People management experience
- Master’s degree preferred
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