Trading Services Manager III
On-site · New York City, New York, United States
New York City, New York, United StatesOn-siteFull TimeSenior LevelNot SpecifiedInvestment BankingEnterprise
Type
Full Time
Level
Senior Level
Education
Not Specified
Company size
Enterprise
Industry
Investment Banking
Job Summary
Oversee equity syndicate operations, deal structuring and settlement for equity capital markets, with focus on New Issue Syndicate processes from pre-pricing to DTC settlement, interacting with Syndicate desk and ECM Deal team, ensuring compliance and accurate filings.
Required Qualifications
- Minimum 5 years of previous syndicate operations and issuance
- Understand all aspects of syndicate related compliance matters and documentation – i.e. Rule 5131; QIB/Reg S certification; and prospectus delivery requirements
- Should be fully versed in DTC’s UW Source and Rapid Issuance platforms and versed in the settlement portion of the process (SettlementWEB)
- Understand payments origination and funding
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