Trading Services Control Manager - Vice President
On-site · Brooklyn, New York, United States
Brooklyn, New York, United StatesOn-siteFull TimeSenior LevelNo RequirementInvestment BankingEnterprise
Type
Full Time
Level
Senior Level
Education
No Requirement
Company size
Enterprise
Industry
Investment Banking
Job Summary
VP, Trading Services Control Manager within Securities Services. Leads risk and control management for Trading Services (Agency Securities Finance, Margin Services, Tri-Party, Depositary Receipts), collaborates with Front Office, Operations, Compliance, and Audit to ensure a unified risk framework, investigates risk events, tracks issues/action plans, and drives continuous improvement and regulatory awareness across the control management function.
Required Qualifications
- Demonstrated interest in and exposure to effective risk management practices
- Foundational knowledge of the Securities Services business and its key products and processes
- Experience in Controls, Business Management, Regulatory Affairs, Legal, Compliance, or Business Controls with focus on risk and control management
- Strong analytical and problem-solving skills
- Excellent communication and interpersonal skills
- Proactive and self-motivated, with commitment to continuous learning and improvement
- No specific formal qualifications required
- To be eligible for this role, you must be authorized to work in the United States. We do not offer sponsorship for immigration
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