Trade Surveillance
On-siteBengaluru, Karnataka, India
Job Summary
Conduct daily review and analysis of surveillance alerts to ensure timely escalation and effective case management. Perform quality assurance reviews of closed alerts handled by other Surveillance Officers to maintain accuracy and consistency. Prepare and submit market abuse notifications to relevant regulatory authorities. Produce management information to support recurring reports, board-level presentations, and regulatory submissions. Support the design and optimization of alert scenarios, including parameter setting, tuning, and back-testing to ensure effective surveillance coverage. Contribute to the refinement and enhancement of alert logic to reduce false positives while maintaining strong detection sensitivity. Support design and build of Tableau visualizations and interactive dashboards to monitor alert activity, calibration outcomes, control performance, and provide real-time MI and board reporting.
Required Qualifications
- Strong knowledge of Fixed Income markets and products, including bonds, repos, credit derivatives, interest rate swaps, and related products.
- Strong understanding of Fixed Income pricing, market structure, liquidity dynamics, and trade execution workflows.
- Strong interest in developing digital assets and blockchain knowledge.
- Hands-on experience in Fixed Income trade surveillance, including alert disposition and case management, acquired at a trading venue operator, sell-side or buy-side firm, financial regulator, or other financial institution.
- Strong understanding of market abuse typologies, including insider dealing, unlawful disclosure and market manipulation.
- Good knowledge of UK and EU Market Abuse Regulation (MAR), including legal frameworks and regulatory expectations.
- Experience in refining alert logic to reduce false positives while maintaining high detection sensitivity.
- Experience in supporting the design and optimization of alert scenarios, including setting, tuning, and back-testing alert thresholds for effectiveness and efficiency.
- Experience using Tableau dashboards for data analysis, regulatory reporting and management information.
- Strong Excel proficiency, including advanced formulas and pivoting.
- Strong team ethic with the ability to work collaboratively and productively across departments.
- Strong communication and interpersonal abilities, with the capacity to convey technical concepts clearly and succinctly, both verbally and in writing, to diverse audiences.
- Sound judgment and decision-making skills, with the ability to make evidence-based recommendations and adapt to evolving priorities.
- Self-motivated and proactive, with a strong commitment to continuous learning and effective workload management.
- Ability to prioritize competing deadlines in a fast-paced environment.
Desired Qualifications
- Strong interest in developing Tableau Creator skills, with the ability to design dashboards and support effective data exploration and presentation.
- Strong motivation to develop AI and digital asset knowledge to support emerging Surveillance initiatives.
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