Trade Lifecycle Manager - Prime Brokerage Margin
On-siteJersey City, New Jersey, United States
Job Summary
Manage and optimize client collateral while monitoring its movement across all asset classes. Answer incoming margin settlement requests by comparing them to JPMorgan's exposure and agreeing on asset transfers. Prevent client payment deficits by following up on counterparty issues and maintaining controlled equity levels on margin loans. Support reconciliations, resolve discrepancies, and assist with root cause analysis for reporting. Handle ad hoc management requests, operational investigations, and audit requirements while regularly reviewing processes to suggest improvements. Ensure full compliance with control and educational requirements, including obtaining the Series 99 license within 180 days. Report significant issues to management and respond quickly to internal inquiries.
Required Qualifications
- Broker Dealer Operations experience of or similar background
- Working knowledge of client service, cash funding, global settlements & exception remediation
- Strong problem-solving & strategic thinking and should be able to develop solutions for clients and drive process improvements
- Possess high accuracy & attention to detail, maintain precision and highly numerate, with strong proficiency in Excel and core systems
- Possess strong communication skills, as the role involves detailed interactions across multiple lines of business and core processing areas
- Work methodically, adhering to strict deadlines and perform well under pressure
- Ability to proactively identify risks and confidently challenge stakeholders when controls may be compromised
- Collaborate efficiently, support team goals, and foster a positive team environment
- Take responsibility for mistakes, shares lessons learned and embrace feedback for growth
- Strong analytical abilities and enthusiasm for digital automation tools
- Series 99 license required to be obtained within 180 days of starting in role
Desired Qualifications
- Knowledge of Reg T, FINRA Rule 4210, SEC Rule 15c3-1 and SEC Rule 11d1 is highly preferred, with the ability to apply these regulations to ensure compliance in trade lifecycle management and margin requirements
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