Surveillance Manager
On-site · Belfast, Northern Ireland, United Kingdom
Job Summary
Surveillance Manager role in TP ICAP Belfast overseeing level one review of alerts from trade/order and communications surveillance systems, supervising the Belfast Surveillance team, performing initial investigations, escalating where needed, ensuring documentation and QA, coordinating training and development for new joiners, and liaising with front-office and regulators. Emphasis on leadership in financial services market surveillance, knowledge of asset-class products, market abuse risk awareness, and potential integration with AI/data science capabilities.
Required Qualifications
- Essential Previous experience in a leadership/supervisory capacity
- practical experience gained in a monitoring/surveillance function within a financial services firm
- SME level knowledge of financial products within Commodities/Interest Rates/Fixed Income/Equities asset classes
- Understanding of market abuse and the risks associated with it
- Knowledge of relevant Exchange rules
- Experience of conducting market abuse investigations
- Experience of training/mentoring junior staff
- Skilled in Microsoft applications software (Word, Excel, PowerPoint, Outlook etc.)
- Excellent communication and interpersonal skills
- Ability to work under pressure, responding to urgent queries accurately and effectively
- Flexibility to take on other team roles as the workload demands
- Sets own goals and targets which improve upon previous performance and constantly strive to exceed existing quality and service standards
- Desired Experience of working in a broking / trading capacity
- Experience of the Global Relay/Scila alerting tools
- Experience in lexicon/alert refinement
- Exposure to Artificial Intelligence, data analytics or data science-related skills
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