Supervisory Control Specialist
$92,000–$145,000 year
On-site · San Francisco, California, United States or Palo Alto, California, United States
Job Summary
Supervisory Control Specialist in Wealth and Investment Management responsible for evaluating controls, policies, and procedures to manage high-risk investment strategies and complex products; identifies opportunities for efficiencies, reviews and analyzes controls, presents recommendations, analyzes data to identify trends, collaborates with Financial Advisors and management, and develops expertise in firm compliance policies to guide process improvements and technology enhancements.
Required Qualifications
- 2+ years of Supervisory Control, Corporate Insurance Risk, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of: work experience, training, military experience, education
- FINRA Series 7, 9/10, and 66 examinations (or equivalents) for immediate FINRA registration (US only)
Additional Requirements
- US only: This position is not eligible for Visa sponsorship.
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