Sr. Product Manager, Compliance (Remote)
$150,000–$175,000 year
On-siteSandy, Utah, United States
Job Summary
Own the product roadmap and execution for the FMG compliance platform, setting priorities for improving the advisor and enterprise customer experience. Lead the design and launch of the first external-facing compliance capability via API, SDK, or embedded widget, coordinating onboarding and integration with wealthtech partners. Validate market demand through customer discovery, competitive analysis, and business case development for platform bets. Collaborate cross-functionally with Engineering, GTM, and Compliance leadership to align strategy and delivery, ensuring real buy-in for product decisions. Present product strategy to internal and external executives while managing relationships with enterprise clients and key vendors. Apply deep fluency in financial services regulatory frameworks to drive retention, expansion, and revenue outcomes.
Required Qualifications
- 7+ years in product management
- meaningful time in fintech, wealthtech, regtech, or a compliance-adjacent product area
- Direct experience with financial services regulatory frameworks (SEC, FINRA, or equivalent) applied to product decisions
- Track record of owning both strategy and hands-on delivery in a senior IC or player-coach role — without a PO or delivery PM below you
- Experience designing or launching an API, SDK, or platform-layer product intended for external partners or developers
- Demonstrated use of AI-assisted development tools (Claude Code, Cursor, or similar) to build working prototypes or MVPs
- Comfort operating in an AI-native SDLC: working alongside engineers who use AI tooling heavily, reviewing AI-generated code at a conceptual level, and using AI to accelerate discovery and prototyping
- Strong written communication — you produce documents that drive decisions, not decks that summarize meetings
Desired Qualifications
- Experience with broker-dealer or home office relationships — understanding how BDs evaluate and approve vendor tools
- Background in compliance technology specifically: automated review workflows, content archiving, supervisory systems
- Experience pricing and packaging a B2B SaaS product, including enterprise tier design
- Prior work at a startup or in a PE-backed company where velocity and capital efficiency shaped roadmap decisions
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