Sr Internal Auditor
$78,383–$130,707 year
On-site · Fort Mill, South Carolina, United States
Job Summary
Senior Internal Auditor at LPL Financial responsible for executing compliance-related internal audits, process reviews, and ad hoc projects within Internal Audit. Responsibilities include testing controls and preparing audit work papers, leading and executing audits (planning, testing, risk assessment, remediation), mentoring staff auditors, collaborating with business units to assess controls, evaluating management controls, and making recommendations to improve the control environment. Preference for Broker/Dealer license (Series 7, 24) or audit designations (CPA, CIA, CFE, CISA); strong analytical, verbal/written communication, and multi-tasking abilities; 3-6 years of financial services audit/compliance experience. Competitive compensation with total rewards package.
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