Sr Compliance Analyst (Hybrid)
$57,000–$57,000 year
HybridDuluth, Georgia, United States
Job Summary
Review and ensure compliance with applicable financial laws and regulations, interpreting new proposals and their operational impacts. Prepare compliance reports for management, conduct periodic policy reviews, and assist in developing procedures for regulatory issues. Act as a liaison with business units, determine emerging risks through proactive analysis, and support internal and external audit processes. Analyze and report data per the Compliance Management Program, oversee training assignments, and promote the Credit Union's image with trade associations. Stay informed on financial compliance trends and participate in research or special projects as required.
Required Qualifications
- Reviews and ensures compliance with applicable financial laws and regulations
- Interprets new and proposed regulations including the potential impacts to business operations
- Prepares and presents compliance reports to management
- Assists management in reviewing and developing policies and procedures with regard to compliance and regulatory issues
- Conducts periodic reviews of existing policies to ensure compliance objectives are accurate and complete
- Acts as a liaison with functional business units in complying with new and existing regulations
- Determines emerging compliance risks with a proactive approach and thought-provoking analysis
- Analyzes and reports data as required by the Compliance Management Program
- Supports management as part of the exam and internal audit process
- Supports management with external auditors, consultants and other third parties with regard to compliance activities
- Assists Learning and Development with oversight, assignment and tracking of company-wide compliance training
- Ensures that policies and procedures are updated in accordance with evolving regulations, legal requirements and process changes
- Stays informed of trends and developments in the financial compliance field
- Attends meetings as required
- Participates in conducting research or completing special projects or assignments as required
- Represents the Credit Union in contacts with business and trade associations
- Promotes and establishes strong, positive and productive working relationships within the organization
- Participates in seminars, conferences, and workshops to improve job knowledge
- E-Verify eligibility
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