Sr. Analyst, Financial Crimes Surveillance
On-site · Westlake, Texas, United States or Merrimack, New Hampshire, United States
Job Summary
Sr. Analyst in Financial Crimes Surveillance collaborates with surveillance personnel and key business partners across Fidelity entities to analyze transactions, detect and escalate suspicious activity, and support AML obligations. The role emphasizes strong written and interpersonal skills, cross-team coordination, and the ability to manage multiple tasks in a fast-paced environment. Candidates should bring a college degree and 4+ years in financial services, familiarity with Fidelity systems (e.g., FocusPoint, FBSI, XTRAC, CACTUS, FDOT, Salesforce), and a background in customer service with outbound calling. FINRA Series 7 is preferred. The team focuses on monitoring for suspicious activity, vetting requests, and communicating findings to management and colleagues, while collaborating with internal and external partners across PI, NF, IWS, FFOS, FC M, and Legal. Fidelity will not provide immigration sponsorship for this position.
Required Qualifications
- College degree
- 4+ years in financial services
- AML/Fraud/Risk/Compliance experience a plus
- FINRA Series 7 license preferred
Desired Qualifications
- College degree
- 4 plus years of experience in the financial services industry
- Excellent written communication skills
- Background in Customer Service phone role with outbound calling experience
- FINRA Series 7 license preferred
- Knowledge of Fidelity systems including FocusPoint, FBSI, XTRAC, CACTUS, FDOT, Salesforce
- Understanding of financial transactions, trading markets and operations
- Familiar with corporate entities structures and offshore accounts
- Experience in AML, Fraud, Risk, or Compliance a plus
- Ability to meet deadlines and work in a fast-paced environment
- Strong time management, prioritization, and organizational skills
- Ability to analyze a process and suggest improvements
- Excellent interpersonal and written work
- Ability to escalate findings to management and colleagues
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