Specialist, Brokerage Operations, Asset Advisors, Plymouth, IN

Specialist in Brokerage Operations supporting the Asset Advisors team in Plymouth, IN. Responsibilities include assisting the Brokerage Operations Manager with relationship managers and officers in client profiling, handling customer service requests, account and transaction problem resolution, brokerage trading services, and maintaining compliance procedures with broker-dealers. Provides administrative support such as office management, file maintenance, training/compliance, attendance at client and team meetings, and ongoing education on licenses/designations. Requires strong organization, written/verbal communication, and ability to work with multiple departments; travel to branch locations as needed; on-site role with MS Office proficiency.