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Vanguard1 day ago

Senior Regulatory Enablement Specialist

Hybrid · Charlotte, North Carolina, United States or Scottsdale, Arizona, United States

Type
Full Time
Level
Senior Level
Education
Bachelors Degree
Company size
Enterprise
Industry
FINANCE

Job Summary

Senior Regulatory Enablement Specialist leads regulatory enablement activities across initiatives and business processes, ensuring alignment with applicable rules, regulations, and internal policy requirements. Partners with Business, Legal, Compliance, and Risk to translate requirements into actionable controls and operational practices; reviews business processes and client communications for regulatory compliance, accuracy, and clarity; drives risk mitigation and escalation to senior leadership; and fosters cross-functional collaboration to strengthen regulatory compliance and enablement capabilities. The role emphasizes project management, change management, stakeholder management, and advisory input to ensure regulatory considerations balance with business objectives and client experience. Hybrid work model is in place.

Required Qualifications

  • Undergraduate degree or equivalent combination of training and experience required. Graduate degree preferred.
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Vanguard

Senior Regulatory Enablement Specialist

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