Senior Registered CSA
$31,200–$90,000 year
On-site · Morristown, New Jersey, United States
Job Summary
Senior Registered Service Associates perform operational support including document maintenance, money movement, trade support, and approvals. The role involves managing documents, overseeing mail distribution, performing money movement functions, assisting with trade adjustments, and ensuring compliance with regulatory requirements. Candidates must have a high school diploma, required financial licenses (Series 7 and 66 or equivalent), and at least 5 years of industry experience. Strong organizational, interpersonal, and client service skills are essential, along with proficiency in Microsoft Office. The job offers an annual salary range from $31,200 to $90,000 and does not include relocation assistance.
Required Qualifications
- High School Diploma/Equivalency
- Active Series 7 (GS) and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) required
- At least 5 years of industry experience required
- Strong computer skills and knowledge of Microsoft Office products
- Exceptional written, interpersonal and client service skills
- Detail oriented with superior organizational skills and ability to prioritize tasks
- Team player with the ability to collaborate with others
- Ability to work in a fast-paced, evolving environment
Desired Qualifications
- Demonstrated strong performance in current role for the prior 2 years, if applicable
- Willingness to obtain Series 9 and Series 10 (SU) for delegation of supervisory functions
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