Senior Registered Client Service Associate (Las Vegas, NV)
$45,000–$75,000 year
On-site · Las Vegas, Nevada, United States
Job Summary
Senior Registered Client Service Associate in Las Vegas provides high-touch administrative support to Financial Advisors and clients, handling a high volume of daily interactions, client onboarding, account setup, and scheduling, with responsibilities including basic inquiries, quotes, live meetings, budgeting/tracking of expenses, reporting to improve practice performance, and facilitating marketing efforts. Requires effective communication across multiple platforms, strong organization to manage multiple tasks with changing priorities, knowledge of securities industry concepts, and proficiency with CRM software and Excel. The role supports Advisors and clients, mentors junior team members, and contributes to firm-wide processes and compliance in a fast-paced environment.
Required Qualifications
- High School Diploma or equivalent
- five (5) years of financial services industry service experience
- SIE required (cannot be exempted)
- Series 7 required
- Series 63/65/66 as required by state
- Ability to obtain additional securities and advisory state registrations if required by state
Apply with one swipe on Sorce. We auto-fill applications and apply on your behalf — no cover letters, no 40-minute forms.
Hiring someone like this?
Get your role in front of qualified candidates on Sorce.