Senior Conduct and Compliance Manager

Senior Conduct and Compliance Manager responsible for conducting compliance monitoring reviews on both thematic and routine bases in a financial services firm. Provides business functions with quality and timely advice on FCA regulations (CONC, PRIN, BCOBs), oversees testing of business compliance against sourcebooks and policies, and delivers risk-based assurance to risk-owners and the Board. Leads on compliance thematic reviews, develops the annual Compliance Monitoring Plan with the Compliance Director, maintains and updates the compliance framework and policies, and champions consumer-centric outcomes. Acts as deputy to the Compliance Director on Group Risk Committee and supports 2LOD colleagues, with no direct reports. Role requires strong ethics, clear communication across seniority levels, and demonstrated experience in regulatory compliance within financial services. Benefits include private medical insurance for dependents, pension contributions, generous leave, gym membership, discretionary bonus and share schemes, life and income protection, volunteering leave, and a Manchester office presence.