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London Stock Exchange Group1 day ago

Senior Compliance Specialist

On-site · Bengaluru, Karnataka, India

Type
Full Time
Level
Senior Level
Education
Bachelors Degree
Company size
Enterprise
Industry
Financial Services

Job Summary

Senior Compliance Specialist responsible for internal controls operation across COO, ensuring understanding of objectives and risk mitigation; prepare/revise SOPs for controls; complete control operations (financial/key/operational) accurately and timely; gather and store evidence; collaborate with customers/partners to align design and operation with process changes; raise control-related issues and drive timely closure; lead improvements to control processes and participate in audits; conduct process walkthroughs for external auditors; generate and dispatch data feed access declarations; coordinate internal meetings and responses to information requests; apply knowledge of control frameworks and tools to enhance day-to-day execution, including potential AI applications; strong emphasis on risk initiatives and alignment with Group risk standards; proficient in Microsoft Office and data analytics; seeking candidates with operations background and a bachelor’s degree or equivalent experience.

Required Qualifications

  • Any bachelor’s degree or equivalent experience
  • Demonstrated ability in Operations (e.g., Order Management/AP/AR)
  • Understanding of internal control design and operation
  • Ability to multitask and work independently
  • Proficiency in Microsoft Office (Excel, Word, PowerPoint)
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London Stock Exchange Group

Senior Compliance Specialist

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