Senior Compliance Specialist
On-siteMadison, Wisconsin, United States or Brookfield, Wisconsin, United States
Job Summary
Conduct compliance monitoring and testing to ensure adherence to federal and state regulatory requirements for deposit, lending, treasury management, and operational activities. Identify compliance risks and gaps, partnering with business leaders on corrective actions while administering the complaint management program, including investigations, remediation, and root cause analysis. Serve as a trusted advisor by providing guidance, training, and regulatory interpretations; review, develop, and maintain policies, procedures, and controls to support audit readiness. Lead or support initiatives involving new products, system implementations, and process changes, preparing reports and training materials to promote compliance awareness. Collaborate with cross-functional partners on committees and special projects to strengthen the overall compliance program.
Required Qualifications
- Bachelor's degree
- 7-10 years of bank compliance, audit, operations or client service experience
- emphasizing compliance and banking regulations
- Knowledge of Federal and State laws and regulations
- Knowledge and understanding of the operating and regulatory environment for community banks
- Ability to learn and thereby adapt to an expanding and changing regulatory environment
- Ability to manage, organize and prioritize projects independently
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