Senior Compliance Manager
Hybrid · Cleveland, Ohio, United States or Cincinnati, Ohio, United States
Cleveland, Ohio, United States or Cincinnati, Ohio, United StatesHybridFull TimeSenior LevelNot SpecifiedUnknown
Type
Full Time
Level
Senior Level
Education
Not Specified
Company size
Unknown
Job Summary
Senior Compliance Manager tasked with overseeing the Firm’s adherence to financial industry laws and regulations, providing compliance advice, monitoring, and oversight across fiduciary initiatives. Works remotely with periodic HQ visits to Cleveland and Cincinnati; collaborates with the CEO to set strategy for the fiduciary department, mentors fiduciary team members, defines long-term goals, and ensures timely, compliant responses to client inquiries.
Required Qualifications
- 8+ years of Compliance experience with an RIA or Wealth Management Company
- Fund and Portfolio experience
- Strong knowledge of banking and compliance principles
- CRCM (Certified Regulatory Compliance Manager) is highly advantageous.
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