Senior Compliance Manager, Financial Services Compliance, Afterpay ANZ
RemoteAustralia
Job Summary
Support the Head of Compliance to ensure the Compliance Function and Risk Management Framework operate effectively and meet regulatory expectations. Lead the Compliance Framework and Program by documenting policies, standards, and procedures for regulated financial services products across Australia and New Zealand. Maintain the Australian Credit License, including governance oversight, due diligence, and annual certificate submissions to ASIC. Manage monitoring, reporting, audit, and testing activities while assisting with compliance incident management and reportable situation assessments. Oversee risk assessments for new products and initiatives, and drive a strong risk culture in day-to-day business decisions. Report on compliance risks, trends, and key performance metrics to regulators, the Board, and internal governance committees.
Required Qualifications
- 10+ years experience as a compliance and risk professional in Australian financial services environments
- knowledge of obligations as they apply to regulated financial services products
- maintenance of financial services regulatory licenses
- Experience building and maintaining frameworks to support regulated financial services products
- Knowledge of and experience with regulatory interactions and investigations including managing information requests and audits
- developing and tracking management action plans
- Deep knowledge of financial services regulation
- compliance subject matter expertise on a broad range of financial services areas, including regulated consumer credit, BNPL compliance, payment systems regulation, P2P/non-cash payment facilities, financial services licensing obligations, review and approval of marketing collateral, design and distribution obligations, AML, collections, consumer protection, anti-bribery and corruption and other conduct-related areas
- Experience identifying, recording and overseeing the remediation of incidents and issues and escalating/reporting them to the appropriate teams and/or regulators
- Tertiary qualified in relevant discipline
- data and technical focus
- ability to analyze, assess and operationalize new and emerging regulatory obligations
- experience using innovative tools such as AI to improve compliance outcomes
- This role much be based in Australia
- preferably in Sydney or Melbourne
- will report directly to the Head of Compliance for Afterpay ANZ
- You may be required to perform work outside of normal business as part of this role
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