Senior Auditor, US Capital Markets
$95,000–$120,000 year
Hybrid · New York City, New York, United States
Job Summary
Senior Auditor in US Capital Markets performing risk-focused audits, advising on design/maintenance of internal controls, and producing monthly, quarterly, and entity reports. Partners with business units to assess control adequacy and develop solutions to weaknesses, acting as a resource integrator to mitigate short- and mid-term risks. Role focuses on US Capital Markets with opportunities to expand to other audit portfolios. Hybrid work arrangement: 2+ days on-site per week with remaining days remote at the NY location. Responsibilities include audit execution, communicating control weaknesses, promoting adherence to policies and regulatory requirements, and collaborating with audit management and team members to plan and execute risk-based audits and continuous monitoring. Desired qualifications include a Bachelor or equivalent degree in Business, Accounting, or Finance and professional designations (CPA, CFA, MBA, CIA, FRM, CRMA) or equivalent experience; strong communication, analytical thinking, and teamwork skills; willingness to work in a collaborative, inclusive environment.
Required Qualifications
- Bachelor or equivalent degree in Business, Accounting, or Finance
- Professional designation (e.g., CPA, CFA, MBA, CIA, FRM, CRMA) or equivalent business experience
- Legally eligible to work at the specified location(s)
- Experience in planning & executing audits
- Knowledge of Capital Markets within a large financial institution
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