Senior Audit Manager, Wealth Management
Hybrid · Toronto, Ontario, Canada
Job Summary
Lead and/or contribute to audits of the Wealth Management line of business, identify key business processes and controls, design audit steps and perform testing to provide an independent opinion on the design and effectiveness of controls. Responsible for audit planning and execution of large or complex audits, reporting significant control weaknesses, and driving the audit reporting process. Provide coaching and leadership within multi-skilled audit teams (not a people-management role). Hybrid work arrangement with 1-3 days on-site per week. Strong knowledge of auditing practices, regulatory environment in Canada, and wealth-management domain.
Required Qualifications
- Auditing practices and accounting principles knowledge
- Wealth Management focus (Asset Management, Brokerage, Private Wealth Management)
- Professional designations (CA, CMA, CFA, CPA, ACCA) or MBA and related business experience
- Ability to work in a hybrid environment with on-site and remote days
- Strong communication and leadership skills
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