Senior Associate, Team Lead Compliance
$100,000–$143,000 year
Hybrid · New York City, New York, United States
Job Summary
Lead Product Compliance activities for Life Insurance products, overseeing policy form drafting, regulatory filings, and ongoing regulatory compliance across the product lifecycle. Represent Product Compliance in cross-functional teams, influence product design and implementation decisions, and coordinate regulatory filing strategies with Product, Legal, Actuarial and Service teams. Provide regulatory guidance from concept through post-launch, with potential support for LTC/IDI products, and drive innovative/compliance-technology improvements. Requires Bachelor’s degree (legal background/JD preferred) and 5–7 years in insurance regulatory compliance; strong knowledge of state filing processes and SERFF; demonstrated project leadership and effective stakeholder communication.
Required Qualifications
- Bachelor’s degree required
- Legal background or Juris Doctor (JD) preferred
- 5–7 years of experience in the insurance industry
- Strong knowledge of life insurance regulatory requirements
- SERFF submission experience
- Ability to analyze complex compliance matters and assess risk
- Project leadership and ability to manage multiple priorities
- Strong written and verbal communication skills
- Cross-functional collaboration (Product, Legal, Compliance, Government Affairs, Underwriting, Service and Technology)
- Experience with policy form drafting, regulatory filings, and post-launch support
- Experience with LTC and/or IDI products (preferred)
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