Senior Associate, Internal Audit
On-siteMumbai, Maharashtra, India
Mumbai, Maharashtra, IndiaOn-siteFull TimeSenior LevelLarge
Full TimeSenior LevelLarge
Job Summary
Execute internal audit engagements across financial, operational, and compliance functions by performing risk assessments, process walkthroughs, and control testing. Identify control gaps, root causes, and emerging risks while leveraging data analytics and AI to enhance audit efficiency and uncover anomalous transactions. Partner with global business, operations, and compliance teams to present findings, track remediation, and drive practical improvements. Translate complex datasets into actionable insights that support governance, risk management, and strategic decision-making.
Required Qualifications
- 5 – 10 years of internal audit experience in the Financial Services Industry with an emphasis in the Investment Management industry
- Subject matter expertise in auditing and enterprise risk management concepts (e.g., risk assessment/prioritization, process & internal controls, root cause analysis)
- Understanding of the operation of financial markets, financial instruments and strategies
- Strong managerial skills
- Written and verbal communication skills
- Analytical, problem-solving, organizational, and interpersonal skills
- Experience with AI, data analytics and comfortable with manipulating large data sets
- Enthusiastic/ self-motivated/ strong interest in learning/ effective under pressure and willing to take personal responsibility/accountability
Desired Qualifications
- Related certifications (CPA, CA, CIA or similar) preferred
- Experience of working of Global Asset Management audits with understanding of regulatory requirements from key regulators like SEC, FCA, MAS etc is preferred
- Advanced proficiency in AI-enabled productivity tools
- Intermediate-to-advanced proficiency in data analytics techniques
- Demonstrated ability to incorporate AI and analytics into audit planning, testing, risk assessment, and reporting is highly desirable
Hiring someone like this?
Get your role in front of qualified candidates on Sorce.