Senior Associate Control Manager
On-sitePlano, Texas, United States
Plano, Texas, United StatesOn-siteFull TimeSenior LevelFinancial ServicesEnterprise
Full TimeSenior LevelEnterpriseFinancial Services
Job Summary
Partner with attorneys and business managers to identify emerging risks, close control gaps, and lead Risk & Control Self-Assessments through process walkthroughs and mapping exercises. Design, set up, and monitor proactive controls using automation, AI, and data analytics to drive continuous improvement. Review program data, including KRI/KPI metrics, to create reports that support business decisions and ensure regulatory compliance. Take active ownership of translating legal obligations into practical control requirements while fostering a risk culture that enables secure, efficient operations.
Required Qualifications
- 5+ years working in financial services
- experience in controls
- experience in audit
- experience in quality assurance
- experience in operational risk management
- Independently applies risk management practices in routine situations
- voices concerns
- executes escalation procedures
- assists others with standard risk matters
- Utilizes change management resources
- applies standard approaches to minimize disruption
- supports stakeholders through moderate change
- escalates complex matters when needed
- Influences others using facts and data
- facilitates mutually acceptable solutions
- engages productively across the business
- escalates complex matters when necessary
- Establishes productive relationships with internal stakeholders
- communicates proactively
- adapts to stakeholder needs
- assists with stakeholder engagement
- Independently creates and delivers effective presentations
- uses sound design principles
- writes executive summaries and key messages with clarity
- actively listens and summarizes discussions to drive alignment
- Accepts responsibility for individual and team outcomes
- collaborates across functions
- promotes an inclusive environment
- works productively with peers and stakeholders
- Independently captures and documents project insights
- participates in knowledge sharing
- applies lessons learned to improve work quality
- assists others with documentation
- Analyzes routine and moderately complex data
- critically evaluates information and alternatives
- identifies key issues and patterns
- engages stakeholders
- delivers timely, fact-based decisions
- assists others with analytical tasks
Desired Qualifications
- Demonstrates an understanding of internal policies, procedures and standards
- independently applies their requirements to protect Client, Firm, and Employee obligations
- Applies data literacy in routine contexts with appropriate controls
- identifies and evaluates automation/ML opportunities based on complexity and impact
- delivers clear insights and communicates benefits to stakeholders
- assists others with data tasks and automation assessments
- Familiarity with legal obligations applicable to a global financial institution's Legal function
- the ability to translate legal/regulatory obligations into practical control requirements
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