Senior Associate, Compliance Consulting
Hybrid · London, England, United Kingdom
London, England, United KingdomHybridFull TimeMid LevelNot SpecifiedCybersecurity ServicesEnterprise
Type
Full Time
Level
Mid Level
Education
Not Specified
Company size
Enterprise
Industry
Cybersecurity Services
Job Summary
Manage a portfolio of client relationships and draft compliance manuals and documentation for clients while setting up compliance infrastructure. Conduct periodic compliance monitoring reviews, manage regulatory reporting schedules, and provide regulatory advice. Strong knowledge of the FCA Handbook and experience in a compliance role are essential, along with client-facing skills and effective communication abilities.
Required Qualifications
- Proven experience in a compliance or regulatory role within the FCA, an FCA regulated firm or a consultancy practice.
- Detailed knowledge and understanding of the FCA Handbook and UK legislative framework
- Detailed knowledge of the investment management and broking sectors
- Broad understanding of the alternative investment industry
- Ability to work on own initiative and as part of a team
- Client facing, solutions focused skills
- Clear, logical thought processes, ability to make decisions and articulate these clearly
- Strong oral and written communication skills
- Time management and ability to work under pressure
Desired Qualifications
- Legal or audit background would be useful
- Contacts within the UK and overseas investment industry would be useful
- Experience of US regulation would be useful
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