Senior Analyst, Compliance Testing & Third-Party Risk Management
HybridChicago, Illinois, United States
Job Summary
Lead regular testing of BSA/AML/OFAC and consumer obligations to ensure regulatory compliance and internal policy adherence. Evaluate control effectiveness, document testing results, identify gaps, and support issue tracking and resolution. Manage third-party risk processes by conducting vendor risk assessments, supporting onboarding, and maintaining documentation. Prepare summary reports and dashboards for leadership on testing findings and vendor risk trends. Assist in building and optimizing the GRC platform to automate compliance testing and streamline issue management. Serve as the subject matter expert for SCRA and OFAC compliance, providing regulatory guidance.
Required Qualifications
- Bachelor's degree in Business, Finance, Risk or a related discipline
- 3–5 years of experience in compliance testing, third-party risk management, vendor management, audit, or related risk and compliance functions within the banking, financial services, or fintech industries
- Working knowledge of consumer lending regulations
- Self-motivated, proactive, and eager to build subject matter expertise in compliance, regulatory risk, and third-party risk management
Desired Qualifications
- Willingness to learn and develop expertise in consumer lending regulations
- Professional certifications such as CRCM, CTPRP, CTPRA, or similar
- Strong organizational skills with exceptional attention to detail and the ability to manage multiple priorities in a fast-paced environment
- Excellent written and verbal communication skills, with the ability to collaborate effectively across cross-functional teams and engage with external vendors
- Advanced proficiency in Microsoft Excel and experience using compliance, governance, risk management, or reporting systems
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