Securities Services Compliance - Conduct and Operational Risk Management - Vice President
On-site · Bournemouth, England, United Kingdom
Job Summary
Vice President, Securities Services CCOR (Compliance, Conduct and Operational Risk) Officer to provide independent oversight, assessment and challenge of processes, risks and controls for Securities Services products. Lead the CCOR function’s engagement on operational risk and regulatory compliance across the LOB, collaborate with internal stakeholders, and drive improvements in risk assessments, reporting, and regulatory examinations. Serve as subject matter expert on the growing digital assets agenda, influencing policy and controls, and ensuring alignment with regulatory changes and industry best practices.
Required Qualifications
- Demonstrable experience and understanding of the Securities Services business and their inherent risks
- Ability to learn quickly and manage multiple demands
- Self-starter who can drive and own their own deliverables whilst continuing to collaborate with the broader team
- Strong written and oral communication and ability to provide defendable advice, challenge and partnership-building
- Comfortable with engaging with all levels of the organisation on risk and control matters
- Preferred qualifications: Relevant digital assets, distributed ledger technology experience including crypto assets, tokenized assets or other experience with private and public blockchains, including AI/ML applications in financial services. Experience with technology risk assessment frameworks and oversight of strategic technology implementations is highly valued.
- Have relevant risk management, regulatory consulting, audit, regulatory, legal or controls experience.
- Ability to adapt to changing internal frameworks, regulatory environments and business needs
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