Securities Services Compliance, Conduct and Operational Risk Management Lead – Vice President
On-site · Kwun Tong, Kwun Tong, Hong Kong or Kowloon, Hong Kong
Job Summary
Lead CCOR efforts for Securities Services as a Vice President by independently overseeing compliance and operational risk, driving second-line risk discussions, reviewing new product changes, and guiding regulatory examinations. Oversee the digital assets agenda, provide regulatory guidance, and partner with stakeholders to ensure alignment with laws, regulations, and industry standards while shaping a proactive risk culture and ongoing assurance across Custody, Fund Services, and Trading Services.
Required Qualifications
- Minimum 8 years of experience in financial services across control/risk management, compliance, audit, legal, product or process management, testing, and/or data analysis
- Demonstrable experience and understanding of the Securities Services business including Custody, Fund Services, Trading Services or Data Solutions
- Relevant experience in risk management, regulatory consulting, audit, legal, or controls
- Strong written and verbal communication skills, with the ability to provide well-reasoned advice, challenge constructively, and build strong partnerships across the organization
- Confident engaging with stakeholders at all levels on risk and control matters
- Intellectual curiosity and a passion for continuous learning and professional growth
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