Retail Investments Legal – Vice President
On-site · London, England, United Kingdom
Job Summary
Retail Investments Legal – Vice President within the International Consumer Legal Team focusing on UK personal pension products and retail investment products. Provide legal advice on regulatory changes, interpret laws and regulations, review client-facing content, draft updates to general T&Cs and marketing materials, oversee document execution, liaise with outside counsel, and collaborate with stakeholders across business functions. Emphasis on UK regulatory frameworks (FCA Consumer Duty, MiFID 2, CASS, PRIIPs, MAR, financial promotion regime, GDPR) and experience supporting product development and regulatory change management.
Required Qualifications
- Qualified Solicitor of England & Wales
- Familiar with UK retail financial services, especially UK personal pension products and other general retail investment products
- UK retail financial services regulatory knowledge, including pension regulations, the FCA Consumer Duty, UK MiFID 2, CCI, Individual Savings Account regulations, PRIIPs, MAR and the UK financial promotion regime
- Experience providing legal advice with respect to UK retail client matters, including managing client complaints, FOS investigations, Power of Attorney queries and supporting bereavement matters
- Familiarity with FCA Handbook Rules including the safeguarding of client assets (CASS) sourcebook
- Experience of regulatory change management programs and new product development
- Excellent organizational skills and a team player who can collaborate across business and functional stakeholders
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