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Microsoft1 week ago

Resident Manager

On-site · Salem, Oregon, United States

Type
Full Time
Level
Senior Level
Education
Bachelors Degree
Company size
Enterprise

Job Summary

Resident Manager role at Morgan Stanley Wealth Management focuses on driving revenue and managing risk for a producing branch, while building a book of high net worth client relationships and leading a cohesive team. Responsibilities include managing fiscal operations, ensuring regulatory compliance, coaching Financial Advisors, directing sales and marketing initiatives, and maintaining strong client service. Requires a bachelor’s degree or equivalent experience, 5+ years in financial advisory or branch management, active Series 7/8/66 (and related) licenses, and demonstrated leadership, relationship-building, and compliance capabilities.

Required Qualifications

  • Bachelor’s degree required or equivalent education or experience
  • Active Series 7, 8 (or 9 and 10), 66 (or 63 and 65) and 3 registrations (Series 31 acceptable if branch conducts managed futures business only)
  • At least 5 or more years of experience as a Financial Advisor (with satisfactory production and compliance record), or equivalent branch management or industry experience
  • Strong leadership and team-building skills
  • Knowledge of regulatory requirements, financial markets and products
  • Ability to recruit, coach, and mentor Financial Advisors
  • Excellent communication and relationship-management skills
  • Ethical business practices and compliance with laws and regulations
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Resident Manager

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