Regulatory Reporting Controls, Vice President, Wholesale Lending
On-site · Chicago, Illinois, United States
Job Summary
Lead the development and implementation of comprehensive control strategies to identify and mitigate compliance and operational risk, performing detailed risk and control assessments across CIB and wholesale lending portfolios. Partner with groups inside and outside of finance to address internal control gaps from identification to remediation, stay current with evolving regulatory changes and analyze their impact on external reporting processes, coordinate SOX/CCAP program deliverables with firmwide and cross-functional partners, prepare and present SOX/CCAP materials to senior leadership, meet with Internal and External Audit and SOX teams to ensure proper coverage, and leverage tools such as Tableau and Alteryx to perform data analysis on CIB portfolios.
Required Qualifications
- At least 6+ years of experience in Auditing, Accounting, Internal Control, and/or External Reporting
- Comprehensive understanding of Wholesale Lending and/or CIB business and its regulatory environment
- Experience and advanced skills in presenting to senior leaders
- Advanced-level proficiency in MS Office tools (Excel, Pivot Tables, Access, VBA, PowerPoint)
- Proficiency with data profiling and data analysis toolsets/visualization (e.g., Alteryx, Xceptor, databases, SQL), and dashboard creation using Tableau
- Knowledge of Regulatory/SEC reporting, including 10K, FR Y-14Q, Y-9C, CECL, and related requirements
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