Regulatory Reporting Associate
$95,000–$115,000 year
On-site · New York City, New York, United States
Job Summary
Regulatory Reporting Associate supporting FED 2004 Primary Dealer Reporting and related 15c3-1/15c3-3 FOCUS reporting within the Operations Control QA team. The role collaborates with Middle Office and Shared Services to analyze and attest monthly balances, prepare attestation reports for the Operations Balance Sheet, and provide commentary on weekly MIS decks and related regulatory filings. Requires a BA in Accounting or Finance (or related field) and 4+ years of experience in finance/accounting, with strong Excel/PowerPoint and communication skills; hands-on experience in regulatory reporting is a plus. The position reports to the QA Manager and supports U.S. Operations in a professional corporate environment.
Required Qualifications
- BA in Accounting or Finance or related field
- 4+ years of related experience, preferably in the finance or accounting industry
- Proficient in Microsoft Office including MS Word, Excel and PowerPoint
- Experience in FED or other types of regulatory reporting a plus
- Strong communication skills, both written and verbal
- Strong problem-solving and analytical skills
- Team player, able to work well with all levels of the firm
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