Regulatory Engagement Lead
On-site · New York City, New York, United States
Job Summary
Lead regulatory engagements for Global Technology Regulatory Exam Management, coordinating onsite regulatory examinations and requests across Cybersecurity, Technology Controls, and Firmwide Technology. Build and maintain effective relationships with Compliance, Internal Audit, Control Management, Business Resiliency, Third Party Oversight, Risk, Operations, and Legal. Advise senior management and regulators, translate complex regulatory and technology information into clear presentations for leadership, and prepare teams for regulator meetings. Drive timely responses to regulatory inquiries, lead regulator meetings, and draft substantive written responses and examination materials. Expect strong storytelling and communication skills to articulate risk, controls, and mitigations, with a focus on influencing regulatory strategy and technology risk posture.
Required Qualifications
- Seven or more years of experience managing regulatory engagements in the financial services industry or related experience
- Knowledge of regulatory requirements and technology risk management processes and related controls
- Experience with applying principles outlined in regulatory guidance, including but not limited to, U.S. Regulatory Guidance in the Federal Financial Institutions Examination Council (FFIEC) Technology Handbooks
- Demonstrated ability to deliver clear, concise, and accurate oral and written communications to senior leadership, effectively translating complex regulatory and technology information for diverse audiences
- Demonstrated analytical expertise in independently researching complex regulatory and technology issues, drawing actionable conclusions, and developing effective solutions to support senior leadership decision-making
- Proven ability to manage multiple demands and shifting priorities by applying strong organizational, prioritization, planning, and time management skills with attention to detail and initiative
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