Regulatory Compliance Specialist
On-site · London, England, United Kingdom
Job Summary
Regulatory Compliance Specialist (Director) supports Head of Compliance across UK activities in Conduct of Business, Investor Protection, Market Abuse and Cross-Border regulations; collaborates with EU/UK RC advisors; responsible for regulatory risk governance, policy drafting, regulatory change implementation, and cross-functional collaboration within Quintet/Brown Shipley; requires extensive regulatory experience, strong communication, policy development, and risk management capabilities; located in London, UK.
Required Qualifications
- Extensive experience in a similar role
- Higher Education (University / Bachelor)
- MS Office
- Fluent in English
- Excellent written, verbal, numeric and comprehension skills
- Ability to interpret rules and regulation and communicate to stakeholders
- Experience drafting and maintaining policies on regulatory requirements
- Proven relevant experience in a Tier 1 private bank/ wealth or asset manager/ regulator/ legal or professional services firm
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