Registered Wealth Management Client Associate
Hybrid · Houston, Texas, United States
Job Summary
Registered Wealth Management Client Associate provides client service support to potentially multiple Financial Advisors, educates clients on banking offerings, ensures timeliness and accuracy of client materials, follows bank policies to support risk management, and helps deepen client relationships while coordinating day-to-day team activities. The role requires knowledge of investment products and licenses (SIE, Series 7, Series 66 in lieu), a client-centric mindset, strong communication and technology skills (Microsoft Word, Excel, Salesforce), and the ability to adapt to a fast-paced financial services environment. This position operates within an in-office culture with flexibility to work onsite or remotely as needed, supporting advisory teams and delivering excellent client experiences.
Required Qualifications
- FINRA Securities Industry Essentials (SIE)
- Series 7
- Series 66 (63/65 accepted in lieu)
- High school diploma or GED
- strong work ethic
- client-centric mindset
- ability to learn and adapt to technology platforms
- proficiency with Microsoft Word, Excel, Salesforce
Additional Requirements
- FDIC; FINRA regulatory compliance checks may apply to hiring for this position
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