Registered Wealth Management Client Associate
On-site · Houston, Texas, United States
Job Summary
Registered Wealth Management Client Associate provides client service support to Financial Advisors, educates clients on bank services and investment offerings, ensures timeliness and accuracy of client materials, follows bank policies and procedures, identifies and deepens client relationships by promoting banking solutions, supports day-to-day team activities including coverage during absences or seasonal needs, and requires FINRA SIE, Series 7, and Series 66 (or 63/65) licenses with a strong client-focused mindset and proficiency in common software platforms.
Required Qualifications
- FINRA Securities Industry Essentials (SIE)
- Series 7
- Series 66 (63 and 65 accepted in lieu of 66)
- advanced industry knowledge of investment products
- client-centric mindset
- strong work ethic
- ability to learn and adapt to technology platforms
- Microsoft Word, Excel, PowerPoint, Salesforce
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