Registered Wealth Management Client Associate

Job Summary

Required Qualifications

• •Currently holds FINRA Securities Industry Essentials (SIE), Series 7, and Series 66 (63 and 65 accepted in lieu of 66)
• •Possesses advanced industry knowledge and an understanding of investment products
• •Is an enthusiastic, highly motivated self-starter with a strong work ethic and an intense focus on results
• •Demonstrates a client-centric mindset, always acting in the best interest of the client
• •Has the ability to learn and adapt to new information and technology platforms
• •Minimum Education Requirement: High School Diploma / GED / Secondary School or equivalent

Desired Qualifications

• •Has experience working with clients, quickly fulfilling their needs, delivering complex solutions, and providing an excellent client experience
• •Is comfortable operating in a fast-paced environment with changing and evolving responsibilities
• •Is detail oriented
• •Demonstrates a commitment to continuous learning and professional growth
• •Exhibits sound judgment and discretion when handling sensitive information
• •Demonstrates professional verbal and written communication skills
• •Demonstrates strong computer application skills, including proficiency with Microsoft Word, Excel, PowerPoint, and Salesforce
• •Account Management
• •Client Management
• •Customer and Client Focus
• •Issue Management
• •Oral Communications
• •Business Development
• •Client Solutions
• •Advisory Pipeline Management
• •Prioritization
• •Administrative Services
• •Emotional Intelligence
• •Referral Identification
• •Written Communications