Registered Wealth Management Client Associate
On-siteFort Lauderdale, Florida, United States
Fort Lauderdale, Florida, United StatesOn-siteFull TimeEntry LevelLicense Or CertificationLarge
Full TimeEntry LevelLicense Or CertificationLarge
Job Summary
Provide client service support to multiple Financial Advisors by educating clients on banking offerings, ensuring timeliness and accuracy in client materials, and following up on all requests. Maintain client relationships by promoting the incorporation of banking services into daily practices while communicating outputs to advisors. Ensure practices align with bank policies to support operational excellence, protect clients, and manage risk. Cover roles during absences or seasonal increases with a client-first mindset. Requires FINRA SIE, Series 7, and Series 66 licenses. 1st shift, 37.5 hours per week.
Required Qualifications
- Currently holds FINRA Securities Industry Essentials (SIE), Series 7, and Series 66 (63 and 65 accepted in lieu of 66)
- Possesses advanced industry knowledge and an understanding of investment products
- Is an enthusiastic, highly motivated self-starter with a strong work ethic and an intense focus on results
- Demonstrates a client-centric mindset, always acting in the best interest of the client
- Has the ability to learn and adapt to new information and technology platforms
- Is comfortable operating in a fast-paced environment with changing and evolving responsibilities
- Is detail oriented
- Demonstrates a commitment to continuous learning and professional growth
- Exhibits sound judgment and discretion when handling sensitive information
- Demonstrates professional verbal and written communication skills
- Demonstrates strong computer application skills, including proficiency with Microsoft Word, Excel, PowerPoint, and Salesforce
- Shift: 1st shift
- Hours Per Week: 37.5
Desired Qualifications
- Has experience working with clients, quickly fulfilling their needs, delivering complex solutions, and providing an excellent client experience
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