Registered Wealth Management Client Associate
$52,000–$93,600 year
HybridWestborough, Massachusetts, United States
Job Summary
Provide client service support to multiple Financial Advisors by educating clients on banking offerings, ensuring timeliness and accuracy in client materials, and following up on requests. Maintain client relationships by promoting the incorporation of banking services into day-to-day practices and communicating outputs to advisors. Ensure practices align with bank policies to support operational excellence, protect clients, and manage risk while covering roles during absences or seasonal increases. This role serves as the primary point of contact for client service needs within Merrill Wealth Management, leveraging access to investment insights and banking convenience.
Required Qualifications
- Currently holds FINRA Securities Industry Essentials (SIE), Series 7, and Series 66 (63 and 65 accepted in lieu of 66)
- If these licenses are not currently held, they must be obtained within a specified timeframe if being hired into a registered job code
- Possesses advanced industry knowledge and an understanding of investment products
- Is an enthusiastic, highly motivated self-starter with a strong work ethic and an intense focus on results
- Demonstrates a client-centric mindset, always acting in the best interest of the client
- Has the ability to learn and adapt to new information and technology platforms
Desired Qualifications
- Has experience working with clients, quickly fulfilling their needs, delivering complex solutions, and providing an excellent client experience
- Is comfortable operating in a fast-paced environment with changing and evolving responsibilities
- Is detail oriented
- Demonstrates a commitment to continuous learning and professional growth
- Exhibits sound judgment and discretion when handling sensitive information
- Demonstrates professional verbal and written communication skills
- Demonstrates strong computer application skills, including proficiency with Microsoft Word, Excel, PowerPoint, and Salesforce
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