Registered Private Wealth Client Associate
On-site · Houston, Texas, United States
Job Summary
Registered Private Wealth Client Associate provides client service support to multiple Financial Advisors, educates clients on banking offerings, ensures timely and accurate client materials, supports operational risk and policy alignment, deepens client relationships by promoting bank offerings, and assists with day-to-day team needs including coverage during absences; requires FINRA SIE, Series 7, Series 66 (or 63/65), strong client-centric focus, adaptability to a fast-paced environment, and proficiency with MS Office and Salesforce.
Required Qualifications
- Currently holds FINRA Securities Industry Essentials (SIE), Series 7, and Series 66 (63 and 65 accepted in lieu of 66)
- Has advanced industry knowledge of investment products
- High School Diploma / GED / Secondary School or equivalent
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