Registered Private Wealth Client Associate
On-site · Charlotte, North Carolina, United States
Job Summary
Registered Private Wealth Client Associate role providing client service support to Financial Advisors, acting as the most frequent point of contact within Merrill to address client service needs, educating clients on the bank's service and banking offerings, ensuring timeliness and accuracy of client materials, aligning practices with bank policies to support operational excellence and risk management, identifying and deepening client relationships through banking offerings, supporting day-to-day team activities, and contributing to a client-first, collaborative, technology-enabled environment.
Required Qualifications
- Currently holds FINRA Securities Industry Essentials (SIE)
- Series 7
- Series 66 (63 and 65 accepted in lieu of 66)
- Possesses advanced industry knowledge and an understanding of investment products
- Enthusiastic, highly motivated self-starter with a strong work ethic
- Strong client-centric mindset
- Ability to learn and adapt to new information and technology platforms
- Bachelor's Degree desired or relevant experience
- Strong computer application skills (Microsoft Word, Excel, PowerPoint, Salesforce)
- Bachelor’s Degree Skills: Account Management, Client Management, Customer and Client Focus, Issue Management, Oral Communications, Business Development, Client Solutions, Advisory, Pipeline Management
- Minimum Education Requirement: High School Diploma / GED / Secondary School or equivalent
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