Registered Client Service Associate
$31,200–$31,200 year
On-siteSpringfield, Massachusetts, United States
Springfield, Massachusetts, United StatesOn-siteFull Time$31,200–$31,200 yearEntry LevelLicense Or CertificationEnterprise
Full TimeEntry LevelLicense Or CertificationEnterprise
Job Summary
Support Financial Advisor(s) and Private Wealth Advisor(s) teams by executing money movement transactions, answering non-investment account questions, and entering profile information or orders in a clerical capacity. Cultivate and enhance client relationships while educating clients on digital tools and maintaining account documentation. Manage inbound and outbound calls, coordinate meetings with logistics, and prepare expense reports for processing. Stay current on policies, procedures, and new platforms through firm initiatives and training programs.
Required Qualifications
- High School Diploma/Equivalency
- Active Series 7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA)
- Knowledge of financial services products, including but not limited to equities, bonds, options, mutual funds, annuities, insurance, and managed accounts
- Advanced Microsoft Office skills (Word, Excel, Outlook and PowerPoint)
- Exceptional writing, interpersonal and client service skills
- Strong time management skills
- Ability to work in a fast-paced, evolving environment
- Adaptable and ability to multitask
- Goal oriented, self-motivated and results driven
Desired Qualifications
- College degree preferred
- Two or more years of industry experience preferred
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