Registered Client Service Associate
$35,360–$35,360 year
On-siteKingston, New York, United States
Job Summary
Cultivate and enhance client relationships by processing requests, resolving inquiries, and authenticating client information while maintaining current documentation. Onboard and maintain accounts by collecting data, assessing risk, and processing money movement transactions, including inputting orders and discussing reinvestment options. Partner with Financial Advisors to develop business plans, prepare financial reports, and support marketing strategies through digital platform maintenance and event planning. Perform administrative duties such as telephone coverage, travel coordination, and expense reporting while staying current on firm policies and completing required training.
Required Qualifications
- Active Series 7 (GS)
- Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA)
- High School Diploma/Equivalency
- College degree
- Strong industry, product, and branch procedures knowledge
- Exceptional writing, interpersonal and client service skills
- Detail oriented with superior organizational skills and ability to prioritize tasks
- Strong computer skills and knowledge of Microsoft Office products
- Team player with the ability to collaborate with others
- Ability to work in a fast-paced, evolving environment
- Goal oriented, self-motivated and results driven
- Knowledge of financial services products, including but not limited to equities, bonds, options, mutual funds, annuities, insurance, and managed accounts
Desired Qualifications
- Two or more years of industry experience preferred
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