Registered Client Service Associate
$40,000–$82,000 year
On-siteLas Vegas, Nevada, United States
Job Summary
Support Financial Advisor teams by cultivating client relationships, executing money movement transactions, and managing account documentation in a clerical capacity. Answer non-investment account inquiries, educate clients on digital tools, and onboard new accounts while maintaining current knowledge of firm policies and platforms. Handle inbound and outbound service requests, coordinate meeting logistics, manage travel itineraries, and process expense reports. Maintain calendars, prepare agendas, and assist with general in-office support functions including copying and scanning. Participate in firm training initiatives and special projects directed by local management. Work alongside the best talent in a collaborative environment where diverse backgrounds fuel innovation.
Required Qualifications
- High School Diploma/Equivalency
- College degree preferred
- Active Series 7 (GS)
- Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA)
- Two or more years of industry experience preferred
- Knowledge of financial services products, including but not limited to equities, bonds, options, mutual funds, annuities, insurance, and managed accounts
- Detail orientated with superior organizational skills and ability to prioritize
- Advanced Microsoft Office skills (Word, Excel, Outlook and PowerPoint)
- Exceptional writing, interpersonal and client service skills
- Strong time management skills
- Team player with the ability to collaborate with others
- Ability to work in a fast-paced, evolving environment
- Adaptable and ability to multitask
- Goal oriented, self-motivated and results driven
Desired Qualifications
- College degree preferred
- Two or more years of industry experience preferred
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