Registered Client Service Associate
$34,320–$90,000 year
On-site · San Mateo, California, United States
Job Summary
Provide exceptional client service support to Financial Advisors/Private Wealth Advisors and teams. Responsibilities include supporting client relationships, executing money movement transactions, handling account information and documentation, educating clients on digital tools, onboarding and maintaining client accounts, processing orders (solicited/unsolicited) in a clerical capacity, supporting marketing initiatives, and maintaining calendars and travel logistics. Requires strong interpersonal skills, knowledge of financial products, proficiency with MS Office, attention to detail, ability to multitask in a fast-paced environment, and a collaborative, client-first mindset.
Required Qualifications
- High School Diploma or Equivalency (College degree preferred)
- Active Series 7 (GS) and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA)
- Two or more years of industry experience preferred
- Knowledge of financial services products (equities, bonds, options, mutual funds, annuities, insurance, managed accounts)
- Advanced Microsoft Office skills (Word, Excel, Outlook, PowerPoint)
- Excellent writing, interpersonal and client service skills
- Detail oriented with strong organizational skills and ability to prioritize
Apply with one swipe on Sorce. We auto-fill applications and apply on your behalf — no cover letters, no 40-minute forms.
Hiring someone like this?
Get your role in front of qualified candidates on Sorce.